What is a 20-F filing?
Form 20-F is the primary disclosure document required of foreign private issuers listing equity shares on exchanges in the United States. It’s most often filed with the Securities and Exchange Commission (SEC) as an annual report but is also used to register classes of securities.
Is a 20-f the same as a 10-K?
20-F vs. Form 10-K is for U.S.-based companies, while Form 20-F is for foreign companies. Form 10-K is used for filing annual reports and transition reports, while Form 20-F can be used to file an annual report, transition report or registration statement.
Who must review 20-F filing?
Form 20-F is required from foreign companies, both non-U.S. and non-Canadian companies, whose securities are traded in the U.S.
What are unresolved staff comments?
Item 1B – Unresolved Staff Comments Requires the company to explain certain comments it has received from the SEC staff on previously filed reports that have not been resolved after an extended period of time.
Is Form 20-F audited?
Form 20-F for annual information, including annual audited financial statements. Form 6-K for all other material information disclosed by the FPI according to home-country or stock exchange requirements.
What is Form f1?
SEC Form F-1 is the registration required for foreign companies that want to be listed on a U.S. stock exchange. Any amendments or changes that have to be made by the issuer are filed under SEC Form F-1/A. After the foreign issuer’s securities are issued, the company is required to file Form 20-F annually.
What is 8k report?
Form 8-K is known as a “current report” and it is the report that companies must file with the SEC to announce major events that shareholders should know about. Companies generally have four business days to file a Form 8-K for an event that triggers the filing requirement.
Where can I find the 10-K auditor?
You’ll find the identity of the company’s auditor in its annual report on Form 10-K. Look for the “Accountant’s Report” under Item 8 of the Form 10-K.
What is the difference between a 20-F and a 40-F?
Annual Reporting Form 20-F prescribes specific disclosures and must be filed within 4 months after fiscal year end. Form 40-F is generally a “wrap around” form that attaches the Canadian Annual Information Report and MD&A reports filed in Canada, as exhibits to the form.
What is form F filing?
Form “F” is the companion endorsement to Form “E”, and constitutes certification or proof of financial responsibility “under the provisions of any State Commission having jurisdiction, and amends the policy to provide insurance . . . in accordance with such law or regulation to the extent of the coverage and limits …